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Comsure operates in:the UK, Jersey, Guernsey


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FINRA FINES CREDIT SUISSE SECURITIES UNIT $16.5 MILLION FOR ‘SIGNIFICANT AML DEFICIENCIES’

The Financial Industry Regulatory Authority [FINRA] fined Credit Suisse Securities (USA) LLC $16.5 million for anti-money laundering and supervision violations. FINRA is the biggest independent regulator for all securities firms doing business in the United States. Last year it brought 1,512 disciplinary actions against registered brokers and firms and levied $95 million in fines. Credit […]

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