The FCA has published a decision notice against Alistair Rae Burns, chief executive, TailorMade Independent Ltd (TMI), deciding to fine Mr Burns £233,600, and to prohibit him. Between January 2010 and January 2013, TMI provided advice to customers who were considering transferring or switching their existing pension funds via self-invested personal pensions (SIPPs) into unregulated […]

The FCA has published a decision notice against Andrew Tinney, formerly Chief Operating Officer of Barclays Wealth and Investment Management (BWA). The FCA announced its finding that Mr Tinney should be publicly censured and banned from carrying out any senior management or significant influence functions in any regulated financial service provider. A third party consultancy […]