Jersey SARS – States of Jersey Police & Customs Joint Financial Crimes Unit – Guide to compiling a Suspicious Activity Report (SAR) Introduction – This document has been produced to assist compliance and money laundering reporting officers within the Jersey Financial Services Industry in the submission of a SAR to the States of Jersey Police […]
Read MoreIn a 48-page guidance paper (11 July), the FCA
• has clarified when a personal recommendation is given as part of automated advice and shares examples to illustrate the point. • has sought to clarify the boundaries between different investment advice models as it launches a guidance consultation. • also spells out what advice can be issued through different media, including social media. The […]
Read MoreFATF Published 2013 Guidance for Money Laundering Risk Assessment
The FATF has developed guidance aimed to assist countries in the conduct of money laundering and terrorism financing risk assessment at national level. A risk assessment Guidance will help countries to identify, assess and understand its money laundering and terrorist financing risks. The Guidance reflects the risk-based approach: once these risks are properly understood, countries […]
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