The Commission has prepared and issued Codes of Practice for the purpose of establishing sound principles for the conduct of financial services business. The Codes of Practice are issued and maintained using powers provided by legislation.
Principle 6 to a number of the Codes of Practice establishes general and specific notifications which must be made to the Commission. To assist any persons required to comply with more than one of the Codes of Practice the Commission has provided “at a glance tables” of the Principle 6 notifications. Please click here to access the tables.
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