The FCA has published a decision notice against Alistair Rae Burns, chief executive, TailorMade Independent Ltd (TMI), deciding to fine Mr Burns £233,600, and to prohibit him. Between January 2010 and January 2013, TMI provided advice to customers who were considering transferring or switching their existing pension funds via self-invested personal pensions (SIPPs) into unregulated […]

On 1 September 2016, the FCA published the final notice it has issued to Elizabeth Parry, a financial adviser, fining her £109,400 and prohibiting her from carrying on any function relating to any regulated activity. http://bit.ly/2bQef9D The FCA found that Ms Parry failed to act with integrity and be open and honest with the regulator […]