On 18 May 2017, the FCA published a report setting out the findings from its review into the market for pensions and investment advice. http://bit.ly/2qvhedd The review was launched in April 2016 and its purpose was to assess a statistically robust sample of advice files that allowed the FCA to draw conclusions on the suitability […]

The FCA has published the much awaited findings from the Assessing Suitability work it has been carrying out. http://bit.ly/2qVxJO5 http://bit.ly/2qvhedd In reading the above its clear the FCA’s focus on suitability will continue to be an area of high focus as it remains arguably the largest inherent risk in the sector. Firms would be wise […]