The number of fines issued to senior bankers by the financial regulator has dropped 40% since 2010. The Financial Conduct Authority (FCA) issued 18 fines to finance professionals categorised as performing a so-called significant influence function in 2013, marking a drop from the 30 fines handed out in 2010, law firm Reynolds Porter Chamberlain (RPC) […]

Financial News Ian Hannam, the former JP Morgan Cazenove banker challenging a £450,000 FSA fine for market abuse, has described his behaviour during the events that sparked the regulator’s charge and penalty as “acceptable”. Hannam tells tribunal behaviour was … See all stories on this topic » http://www.efinancialnews.com/story/2013-07-05/ian-hannam-tribunal-london-july-2013-day-three?mod=sectionheadlines-PE-IB