Wednesday 25th December 2024
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Comsure operates in:the UK, Jersey, Guernsey


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Merrill Lynch fined for misusing customer cash and putting customer securities at risk

Merrill Lynch has agreed to pay US$415 million to settle US Securities and Exchange Commission (SEC) charges that it provided misused customer cash and failed to safeguard customer securities from the claims of its potential creditors. Merrill Lynch violated the SEC’s customer protection rule by failing to adhere to requirements that fully-paid for customer securities […]

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